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Financial Services and Funds Regulation

Financial services regulation is in a constant state of flux.  Our lawyers can help you understand and navigate regulatory change. 

We advise investment managers, brokers, banks and buildings societies, insurers and fintechs headquartered in the UK and internationally on UK financial services legislation, including the rules and guidance of the Financial Conduct Authority and Prudential Regulation Authority.  We further advise senior managers working within these businesses on the regulatory issues that apply to them.  We also advise our non-regulated clients (such as wealthy families) on the extent to which the regulatory regime impacts on them.

We support our clients throughout the life cycle of their business, from identifying the need to be regulated and onwards.  Our goal is to build long-lasting relationships with clients, to really get to understand their business and what makes it unique. We provide practical guidance, distilling complex regulatory issues into advice that is clear, commercial and tailored to our client.

Our team regularly advise on:

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For general enquiries please call +44 (0)808 169 4320 or send a message from our Contact us page.