Asset Managers & Wealth Managers

The Team supports clients on legal and regulatory issues that impact the investment and wealth management industries.

Our lawyers advise on all regulatory issues that impact managers, including FCA rules such as conduct of business requirements and the application of the Consumer Duty. We advise on approaching UK investors and the marketing of investment funds in the UK including navigating the financial promotion and AIFMD marketing regimes.

Our regulatory & employment lawyers work together on employment matters that affect our clients such as the Senior Managers & Certification Regime and remuneration issues. With experience gained from spending time working in-house within the financial services industry, our experts have a real understanding of the issues facing our clients.

The Team works together on employment matters that affect our clients such as the Senior Managers & Certification Regime and remuneration issues. With experience gained from spending time working in-house within the financial services industry, our experts have a real understanding of the issues facing our clients.

Much of the work that we carry out for clients has an international element, such as assisting non-UK managers to approach UK investors or market their funds into the UK.